Provedor de Justiça
Documento 2018_-_Direito_a_liberdade_de_associacao_e_reuniao
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- Call for inputs from the mandate of the Special Rapporteur on the rights to
Texto integral (2756 palavras)
Call for inputs from the mandate of the Special Rapporteur on the rights to
freedom of peaceful assembly and of association
Contribution of the Portuguese Ombudsman/NHRI
July 2018
- How would the exercise of the rights to freedom of peaceful assembly
and of association contribute to the realization of the 2030 Agenda for
Sustainable Development?
1. In general. The rights to freedom of peaceful assembly and of association play a
key role in every State where respect for human rights, democracy and the rule of
law are to be meaningful. Both rights embody the possibility of establishing
communicational relationships between people, favouring forms of solidarity in
various realms as well as public opinion-forming processes. Accordingly, beyond
their personal dimension, the rights concerned are strongly attached to democratic
exercise and values, which are of paramount importance in view of the realisation of
the 2030 Agenda for Sustainable Development (henceforth referred as “the
Agenda”).
Undeniably, the exercise of the rights to freedom of peaceful assembly and of
association fosters participation, inclusion, empowerment and citizenry, paving the
way for strong civil society and public debate, with plurality of voices and
presentation of alternative perspectives within the processes of decision-making. A
strong civil society is a decisive contribution to enhance democracy and thereby
sustainable development, the ultimate goal of the Agenda. Within associations, in
particular, the operation of the democratic rule in their own functioning facilitates
the democratic exercise, advancing, at a closer proximity level, a culture of
transparency, responsive governance, openness to debate and participation.
States where the law provide for the freedoms of peaceful assembly and
association, and these rights are respected, in addition to open public powers that
are willing to take into account peoples’ views and concerns, are better positioned
for the effective implementation of the Agenda, as it requires public awareness, civil
society mobilisation and political commitment. This is even more important
because, as stated in the outcome document, «[i]t is an Agenda of the people, by the
people and for the people» (§ 52.)
Moreover, these rights ensure that people have a voice and organise themselves
collectively for shared interests, namely in the social sector, domain which is of
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major importance for tackling the barriers faced by the most vulnerable and whose
situation is particularly targeted by the Agenda’s goals, with a view to inflect it.
Furthermore, the rights to freedom of peaceful assembly and of association are
instrumental to the full enjoyment of other human rights (civil, political, economic,
social and cultural rights), and, precisely, the Sustainable Development Goals set out
in the Agenda, following an integrated and interdependent approach, seek to realize
the human rights of all, recognising that the dignity of the human person is
fundamental.
2. Brief note on the recognition of the rights to freedom of assembly and of association in the
Portuguese legal order. Both rights are enshrined in the Portuguese Constitution as
fundamental rights (articles 45 and 46, respectively) 1. As for the right to freedom of
association, one should highlight that armed associations, military, militarised or
paramilitary-type associations and organisations that are racist or share a fascist
ideology are expressly prohibited (article 46(4)). The Constitution further reaffirms
this right in the specific sphere of political associations and parties (article 51), as
well as consecrates trade union fundamental rights (article 56). Moreover, the
Constitution acknowledges the role of private institutions for social solidarity and
other non-profit institutions of recognised public interest in the pursuit of social
solidarity objectives (article 63(5)).
Decree-law No. 406/74, of 29 August 1974, regulates the right to freedom of
peaceful assembly and demonstration, the exercise of which is not dependent of
prior authorization by the public authorities.
As far as the right to freedom of association is concerned, all the people have
the right to form associations freely, without the prerequisite of any authorisation,
on condition that such associations are not intended to promote violence and their
purposes are not contrary to the law. Associations shall pursue their purposes freely
and without interference from the public authorities, and may not be dissolved by
the state or have their activities suspended other than in cases provided for by law
and then only by judicial decision.
Whereas the Constitution and the law also ensure citizens information and
participation in the formation of public decisions that affect them, one should also
highlight, within the present context, the special rights of participation recognised as
fundamental rights to associations, namely to: trade unions with regard to drawing
up labour legislation and socioeconomic plans (article 56(2)(a) and (c) of the
Constitution); consumer associations, as for consumer protection (article 60(3) of
1 An English version of the Portuguese Constitution is available at
http://www.en.parlamento.pt/Legislation/CRP/Constitution7th.pdf
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the Constitution); trade unions and other representative organisations, regarding the
organisation of the social security system (article 63(2) of the Constitution); family
representative associations as for the definition of a global and integrated family
policy (article 67(2)(g) of the Constitution); associations of teachers, students,
parents, communities and institutions of scientific nature with regard to the
definition of the education policy, as laid down by law (article 77(2) of the
Constitution).
In recognition of the role they can play and with a view to establish the
corresponding rights, there is specific legislation on sectoral associations,
representative of women, migrants, youth, persons with disabilities and involved in
environmental protection. This recognition is particularly evident in the relevance
given to these associations in the establishment of national action plans and
strategies that provide concrete measures to fulfil State’s responsibilities under the
Constitution, international obligations and the law. As for NGDOs, their legal
framework is also provided by the law, recognising their role in the design and
implementation of social, cultural, environmental, civic and economic support
programs relative to humanitarian assistance, emergency aid and protection and
promotion of human rights.
Portuguese civil society actors, including associations, other NGOs and
NGDOs, have been participating in the process of the implementation of the
Agenda 2030. Besides “vertical” and “horizontal” participation (for further details,
please see below), there are already examples of national action plans and strategies
as well as legislative reforms that considerably rely on their participation and the
work they developed, including in the field, in order to accomplish objectives which
are in line with the goals laid down in the Agenda.
- How might restrictions to the enjoyment of the rights to freedom of
peaceful assembly and of association affect the implementation of
Agenda 2030? Which particular goals?
Restrictions to the enjoyment of the rights to freedom of peaceful assembly and
of association require demanding justification (see Articles 21 and 22 (2) of the
ICCPR). Arbitrary restrictions or bans to these rights weaken collective organisation
of people and social movements, damaging active and participatory citizenry, either
in the private or the public sphere. This in turn hinders the mobilisation of the
required partnership to implement the new universal Agenda and thus the
economic, social and environmental dimensions of sustainable development upon
which it stands.
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These detrimental effects on community are critical where unjustified
restrictions are particularly targeted at political parties, bearing in mind their role in a
representative and pluralistic democracy, anchored in the sovereignty of the people.
Moreover, particular attention should be given to restrictions within the framework
of states of emergency and/or situations requiring increased security measures (such
those taken in the fight against terrorism), so as to prevent that, under the pretext of
situations of exception, the enjoyment of the rights to freedom of peaceful assembly
and of association are illegitimately curtailed 2.
Measures aimed at restricting or silencing the assembly and association space
undermine empowerment of people, their rights to express themselves and to
engage in collective activities (political, economic, social, cultural, environmental)
that are at the core of all the Agenda commitments. In any case, within the present
context, goals potentially more seriously affected would be: no poverty (Goal 1),
good health and well-being (Goal 3), quality education (Goal 4), gender equality
(Goal 5), decent work and economic growth (Goal 8), reduced inequalities (Goal
10), sustainable cities and communities (Goal 11), climate action (Goal 13), peace,
justice and strong institutions (Goal 16) and partnerships for goals (Goal 17).
- How is the respect, protection and promotion of the rights to freedom
of peaceful assembly and of association taken into account the
implementation of Goal 16?
Goal 16 (peace, justice and strong institutions) encompasses several targets
intrinsically intertwined with the respect, protection and promotion of the rights to
freedom of peaceful assembly and of association, with highlight to the following:
- Develop effective, accountable and transparent institutions at all levels (16.5);
- Ensure responsive, inclusive, participatory and representative decision-
making at all levels (16.6);
- Ensure public access to information and protect fundamental freedoms, in
accordance with national legislation and international agreements (16.10);
- Promote and enforce non-discriminatory laws and policies for sustainable
development (16.b).
Densification of Goal 16 – which concerns the promotion of peaceful and
inclusive societies for sustainable development, access to justice for all and building
2 Under the Portuguese legislation on the state of siege and the state of emergency (Law no. 44/86,
of 30 September 1986), meetings of the statutory bodies of political parties, trade unions and
professional associations may in no circumstances be prohibited, dissolved or subjected to prior
authorisation.
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of effective, accountable and inclusive institutions at all levels – embraces the
principles of inclusion, transparency and active citizenship, as encouragement of
democratic participation of people, without discrimination, is vital for the
implementation of the targets laid down in the Agenda.
Therefore, respect, protection and promotion of the rights to freedom of
peaceful assembly and of association cannot be neglected within the multifaceted
web of human rights that lie at the core of the process of building peace, inclusion,
transparency, active citizenship and sustainable development. Those are human
rights fundamental for the empowerment and engagement of people, including in
support of implementation of Goal 16.
- How do the SDGs indicators contribute to measure the exercise of the
rights to freedom of peaceful assembly and of association? Indicate
the goal and target as well as the indicator.
SDGs indicators do contribute to measure the exercise of the rights to freedom
of peaceful assembly and of association. On the basis of the SGD Indicators
Metadata Repository (as of June 2018, available at
https://unstats.un.org/sdgs/metadata/), one should indicate, as paradigmatic:
- “Goal 5. Achieve gender equality and empower all women and girls” – “Target
5.5: Ensure women's full and effective participation and equal opportunities for
leadership at all levels of decision-making in political, economic and public life” –
“Indicator 5.5.1: Proportion of seats held by women in (a) national parliaments and
(b) local governments”;
- “Goal 8. Promote sustained, inclusive and sustainable economic growth, full
and productive employment and decent work for all” – “Target 8.8: Protect labour
rights and promote safe and secure working environments for all workers, including
migrant workers, in particular women migrants, and those in precarious
employment” – “Indicator 8.8.2: Level of national compliance of labour rights
(freedom of association and collective bargaining) based on International Labour
Organization (ILO) textual sources and national legislation, by sex and migrant
status”;
- “Goal 16. Promote peaceful and inclusive societies for sustainable
development, provide access to justice for all and build effective, accountable and
inclusive institutions at all levels” – “Target 16.10: Ensure public access to
information and protect fundamental freedoms, in accordance with national
legislation and international agreements” – “Indicator 16.10.1: Number of verified
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cases of killing, kidnapping, enforced disappearance, arbitrary detention and torture
of journalists, associated media personnel, trade unionists and human rights
advocates in the previous 12 months”;
- “Goal 17. Strengthen the means of implementation and revitalize the Global
Partnership for Sustainable Development Target” – 17.8: Fully operationalize the
technology bank and science, technology and innovation capacity-building
mechanism for least developed countries by 2017 and enhance the use of enabling
technology, in particular information and communications technology” – “Indicator
17.8.1: Proportion of individuals using the Internet”.
- How are governments empowering people and promoting civil society
participation in the process of the implementation of Agenda 2030?
What has been role of the UN system in promoting civil society
engagement in the implementation process at the national, regional
and global level?
Within the framework of the process of the implementation of the Agenda and
as far as Portugal is concerned, in order to ensure a “whole-of-society” approach, as
stated by the Portuguese State Secretary for Foreign Affairs and Cooperation at the
5th High-Level Political Forum (New York, July 18th 2017) 3, the Government is
promoting dialogue and consultation between all ministries and stakeholders,
including civil society. This includes: “vertical” contribution of civil society to the
design of the pertinent public policies; “horizontal” cooperation, paving the way for
the Executive, through multi-stakeholder seminars and work groups, to take stock
of the recommendations of the civil society representatives on the work in progress
at governmental level; civil society initiatives, such as a public consultation held in
2016 and led by NGDO Platform, targeted at collecting input on the
implementation of the Agenda, namely for the purpose of preparing sectorial
“shadow reports”. Moreover the UN Global Compact Network Portugal
(http://globalcompact.pt/ ) not only coordinates the multi-stakeholder platform
SDG Portugal (http://globalcompact.pt/alianca-ods) but also promotes
contribution by the private sector and other civil society partners.
Portugal volunteered to present national efforts with regard to the
implementation of the 2030 Agenda for Sustainable Development in the 5th High-
Level Political Forum (Voluntary National Review 2017). For more information on
3 See Statement by the Portuguese State Secretary for Foreign Affairs and Cooperation at the 5th
High-Level Political Forum (New York, July 18th 2017), available at:
https://sustainabledevelopment.un.org/content/documents/25763vnr8portugal.pdf
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this initiative, including the National report 4 presented on that occasion and
reference to concrete examples, namely, of promotion of citizenship and
empowerment through the establishment of associations, please refer to:
https://sustainabledevelopment.un.org/memberstates/portugal .
- SDG Target 17.7 encourages the establishment of public, public-
private and civil society partnerships as part of the Global Partnership
for Sustainable Development. What is the effect that these
partnerships have had on the exercise of the rights of freedom of
peaceful assembly and of association?
Partnerships as envisaged by the SDG Target abovementioned demand a
meaningful dialogue between multi-stakeholders. This implies measures to be taken
by the States to ensure that all persons are able to participate effectively in the
debate and design of the policies envisioned and to support the development of
platforms, aimed at encouraging and facilitating their involvement and their exercise
of the rights of freedom of peaceful assembly and association. This kind of
partnerships in action increases peoples’ capacity for democratic citizenship and
willingness to participate and engage, either individually and/or collectively, bringing
visible benefits for the rights at stake.
By other words, partnerships as advocated as part of the Global Partnership
for Sustainable Development undeniably have an effect on the exercise of the rights
of freedom of peaceful assembly and of association, leading to a new and growing
tendency towards greater participatory and deliberative democracy. People demand
to be more directly and more closely involved in policy making, including through
new innovations (such as forums, social media and block chain technology) to
influence the policy agenda and mobilise action on the ground. In sum, partnerships
as envisaged in the Agenda certainly lead to increasing calls for people participation
and involvement.
Also, as for the Portuguese Ombudsman, considering the very nature of this
NHRI (as it empowers people and performs as catalyst for participation in modern
societies), the institution also acknowledges that the exercise of the rights of
freedom of peaceful assembly and of association is deeply linked to an active and
responsible citizenship.
4
https://sustainabledevelopment.un.org/content/documents/15766Portugal2017_EN_REV_FINA
L_29_06_2017.pdf
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The development of the rule of law in Portugal has contributed to greater
civic participation and the Ombudsman is attentive to this dynamism, also by
receiving complaints that reflect greater interest in citizen participation and, where
applicable, to take necessary action with a view to ensuring full exercise of the
corresponding rights, entitling people to civic and social action.
Accordingly, the Portuguese Ombudsman is deeply committed to serve as
bridge between citizens and public entities therefore contributing, in an independent
and autonomous way, for the development of civic participation, deeply associated
with a culture of human rights and, in turn, also embedded in sustainable
development. Moreover, the role of the Ombudsman in motivating citizen
participation and action is strongly related to its mandate to promote human rights,
including through awareness raising and human rights education initiatives.
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